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RULES AND GUIDENCE

Term of Uses

“The rules and guidelines of FINRA aim to safeguard investors and maintain the reliability of today’s fast – changing market.”

‘Kikuhisa’ is prepared to help keep investors and their investments secure.

We implement rules and regulations and publish guidelines for financial institutions and brokers to ensure security.

In regulatory proceedings, we include a variety of stakeholders so that broker-dealers and investors will have faith that they are operating on a level playing field

Our partnership with these stakeholders, as well as with the SEC, places us in a unique position to safeguard market integrity.

Term of Uses

“The rules and guidelines of FINRA aim to safeguard investors and maintain the reliability of today’s fast – changing market.”

‘Kikuhisa’ is prepared to help keep investors and their investments secure.

We implement rules and regulations and publish guidelines for financial institutions and brokers to ensure security.

In regulatory proceedings, we include a variety of stakeholders so that broker-dealers and investors will have faith that they are operating on a level playing field

Our partnership with these stakeholders, as well as with the SEC, places us in a unique position to safeguard market integrity.